The assets under management (AUM) of Capital Creek Partners, LLC is $133.16 million. Firm offers products that have performance-based fees; the managers of those products may be incentivized to take inappropriate risks to beat their performance benchmark. Visit Site When firms are dual-registered as broker-dealers, they may be subject to compensation-related conflicts of interest, including revenue sharing from mutual funds and the sale of proprietary investment products. These commissions may be earned from the sale of investment or insurance products and are paid by the companies providing the products being sold. Reach us at info@capitalcreek.com or one of our offices across Texas. What does this mean? Tyler is the founder and president of Kennedy Creek Capital Partners (KCCP), a family-owned investment firm focused on equity investments in smaller, private companies in the United States. Founded on January 22, 1995, THISDAY is published by THISDAY NEWSPAPERS LTD., 35 Creek Road Apapa, Lagos, Nigeria with offices in 36 states of Nigeria , the Federal Capital Territory and around . He was raised on a corn and soybean farm in Colfax, Illinois, where hisparents still farm. Questions to ask Importantly, we align ourselves with our partners as we invest alongside them in everything we do. Our searchable database of U.S.-based financial advisors includes more than 17,000 firms across the country. Philip Shaw Questions to ask Listen in to hear Doug discuss the crucial role HCIs Operations Team plays in our value creation strategy, as , Pursue partnerships with owners and management teams who seek meaningful equity stakes to develop a shared vision for operational growth. Capital Creek Partners Aug 2019 - Present3 years 9 months Austin, Texas Area Co-Founder Neuro Health of Texas Aug 2018 - Present4 years 9 months Austin, Texas Area Contributor Seeking Alpha Mar. All rights reserved. The management of the property and business affairs of Little League Baseball, Incorporated, is vested in the International Board of Directors. Childcare Network. And how Millennial and Gen Z consumers resonate with that authenticity as they align their purchasing power with their values.. What does this mean and why is it important? Our firm's culture is rooted in Integrity, Humility, and Excellence. Many people have been burned by frauds and Ponzi schemes. InvestingReview.org does not provide investment advice. In the past ten years, firm or an advisory affiliate has been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a felony. Will anyone that was involved be involved with my accounts in any capacity? EFFECTIVE DATE; SEC: This situation may lead the firm or a related person to recommend proprietary investments and products that could generate larger commissions than other similar non-proprietary products. What does this mean? Should I Hire a Financial Advisor or DIY It? Firm is affiliated with an insurance company or agent who may be motivated to insure clients with products that generate high sales commissions when lower cost alternatives may exist. Copyright 2003-2023 All information provided on this website is provided without warranty and for informational purposes only. Please provide me a list of the products and a summary of how much your firm earns from them. Capital Creek Partners Review. A former Little Leaguer himself at West Side National Little League (Fort Worth, Texas), Mr. Gauntt later went on to play baseball for the University of Texas where he was a starting infielder on the Longhorns 1983 NCAA Division I National Championship team. What does this mean? From 1991-96, Mr. Gauntt was with Goldman Sachs Private Wealth Management in Houston and also worked at Paine Webber Inc., both in London and New York City, prior to obtaining his MBA from The University of Texas. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. Founded in 1986, BC Partners is a leading alternative investment manager focused on private equity, credit, and real estate, with deep networks across Europe and North America. Firm offers mutual funds that carry 12b-1 fees, which increases the total annual cost of owning the fund (with no guarantee of higher returns). Capital Creek Partners operates as a financial advisory firm based in Austin, Texas. Listen in to hear Doug and Patrick discuss why human capital is a gamechanger, why building a team is an art and , HCI Co-Founder, Managing Partner and Chief Investment Officer, Doug McCormick, recently joined Justin Fortier on Seraph Consultings new podcast, Manufacturing Excellence. Questions to ask What does this mean? Which securities does your firm trade for itself that it will also be recommending to me? Yes or Wed love to chat. What does this mean and why is it important? InvestingReview.org is not an investment adviser and is not endorsed by or affiliated with any U.S. or non-U.S. regulatory agency. Nipun Capital, Twelve Points Wealth Management, Alera Investment Advisors, Dorsey, Wright & Associates, O'brien Capital Advisors, Was this page helpful? What does this mean? Terms of Use | Disclaimers | Privacy Policy. When operating in this dual capacity, advisors may be incentivized to implement plans as an attorney that could drive higher revenue for themselves as investment advisors. Clients pay Capital Creek Partners, LLC for their services and products based on a percentage of assets under management. The SEC or CFTC has previously entered an order against this firm or an advisory affiliate in connection with an investment-related activity. What does this mean and why is this important? These fees dont include brokerage commissions, interest, taxes, and other account expenses. We build solid partnerships with company owners and management teams to develop and execute their growth strategies. HCI Equity Partners is a lower middle market private equity firm focused on partnering with family and founder owned manufacturing, service and distribution companies. 120-Day Approval, with a registration date of Apr 29, 2019. 2023 Reink Media Group LLC. To file a complaint or dispute with this firm, please fill out the SEC Investor Complaint Form. Firm can legally elect to accept commissions for their investment advisory services. You can reach the main office by calling the phone number 2102967119. As a result, unlike hedge funds, there is no historical performance for any financial advisory firm. It has been registered with the SEC as an adviser since 2019 and has operated in the jurisdiction of Texas. In 2019, she moved to Austin to launch Capstar Ventures with anchor capital from successful Texas entrepreneurs Steve Hicks, Kendra Scott, and Robert Gauntt. I have worked with Jason for over ten years. The headquarters of Capital Creek Partners is 1608 5th ST., Suite 200. While this can be seen as "eating your own cooking," there are conflicts that may arise. This arrangement creates a conflict where the firm and its representatives may be motivated to insure clients with products, including annuities and life insurance, that generate high sales commissions when lower-cost alternatives may exist. Questions to ask Think your business would be of interest to HCI? So we created this website to help you, the potential investor, get the facts, find the best, and avoid fraud and Ponzi schemes. This relationship may introduce bias where a firm or related person recommends certain securities with which they are affiliated, rather than others that may have higher returns. Capital Creek Partners is a privately held investment firm serving influential families, endowments, foundations, and independent investment companies looking to expand their investment capabilities, particularly in private markets, where we look to establish long term partnerships with best in class management teams. Chief Executive Officer Credit. Financial advisory firms charge fees in different ways, such as a percentage of your assets (aka AUM, or assets under management), an hourly fee, or a fee for a specific service. The number of clients served by it is unknown. Both Turner (University of Texas) and Travis (TCU) later went on to play collegiate baseball as well. The firm doesnt compensate employees in addition to the salary for bringing in new clients. Jason is excellent at inspiring individuals, judging talent, and analyzing diverse business opportunities. It is a TX Limited Liability Company. What does this mean? The company handles $509.6 million in assets under management across 415 client accounts, placing it among the larger financial advisory firms in the country by assets under management (AUM). This firm has 5 employees, of which 4 are employees in advisory roles. It manages $133.16 million of regulatory assets for 1 client accounts. Established in 2018, Capital Creek Partners was founded as a boutique multi-family office to serve a small number of prominent families. A self-regulatory organization or commodities exchange has found firm or an advisory affiliate to have been involved in a violation of its rules. Is your firm a broker-dealer or are you affiliated with one? His prior work experience includes Glencoe Capital and BMO Harris Bank. At HCI, we believe our substantial operating experience differentiates us from other financial partnersthe majority of our senior team members have been a CEO, President or CFO of an industrial business during their careers. What does this mean and why is it important? The firm has a small team, including 9 financial advisors. Mark graduated with a BE from Vanderbilt and an MBA from Stanford University. The firm was founded in 2019 by Robert Gauntt and Michael Miller. In total, Capital Creek Partners manages $509.6 million in assets. All rights reserved. Does your firm offer mutual funds that have 12b-1 fees? Financial planning services can include tax planning, estate planning, retirement planning, or life-based event planning such as saving for college, getting married, purchasing a home, paying down debt, or planning an inheritance. Questions to ask Austin, TX 78703. investor.com is not endorsed by or affiliated with the SEC or FINRA. We capitalize stars. Firm is a broker-dealer, or is affiliated with one, and may be subject to compensation-related conflicts of interest. While this may seem like an attractive compensation structure to ensure your advisor is making your money work for you, often, the managers of those products are incentivized to take inappropriate risks to beat their performance benchmark. If . July 21, 2021 07:00 AM Eastern Daylight Time. Mark was a managing director with Stanford Management Company and UTIMCO before joining Capital Creek. It manages $133.16 million of regulatory assets for 1 client accounts. Track the AUM, funds, and holdings for Capital Creek Partners LLC over time. Roberts love for Little League has continued to grow from his first experience as a player through his time as a coach, manager, and league official, and now we look forward to his continued contributions in his new leadership role on our board.. 1608 W. 5th St., Suite 200, Austin, TX 78703. Each month, investor.com serves as a trusted resource to help thousands of Americans research and compare financial advisors. What does this mean and why is it important? Before Colfax Creek, Jason managed or co-managed 12 platform companies; he led deal negotiation, due diligence, financing, management recruitment and retention, and investment strategy focusing on service, consumer product, and industrial companies with EBITDA $3m $12m. Capital Creek Partners is a private wealth management investment firm that provides investment advisory services to individuals, families, trusts, estates, charitable organizations, foundations, and other clients. What does this mean and why is it important? Associate Capstar Ventures Jul 2019 - Oct 20212 years 4. Prior to founding KCCP, Tyler served as the chief executive officer of SYNEO, a role which he held from August 2017 to July 2021. 2023 PitchBook. A Self-Regulatory Organization has previously found the firm or an advisory affiliate responsible for having an investment-related business have its authorization to do business denied, suspended, or revoked. 2. Financial advisors help you achieve your life goals, such as saving for retirement, by creating a comprehensive financial plan and managing your investment portfolio (e.g., stocks, ETFs, mutual funds, bonds). The principal office where Capital Creek Partners, LLC performs its advisory services is located at 1303 San Antonio St, Austin, TX 78701, which is also the mailing address of the firm. It prepares financial plans for less than 10 clients. Jason stands out as someone who has keen business judgment, fosters calculated risk-taking and is incredibly down to earth. 80 percent of the employees work as investment advisers or researchers. What does this mean and why is it important? There isnt anyone with the role of looking for and bringing in new clients on behalf of the firm. INVESTMENT CRITERIA INVESTMENT RANGE $2 million to $20 million How many times did it occur? Stanford University (MBA), Vanderbilt (BA). AUSTIN, Texas--(BUSINESS WIRE)--Capstar Ventures L.P., an early-stage venture capital firm, announced today the close of its inaugural Fund I with $41.3 million of capital commitments. Financial professionals should disclose all positions they hold (or have sold short) that they will also be recommending to their clients. Questions to ask What does this mean and why is this important? Firm recommends securities or other investment products to advisory clients in which the firm or a related person has some other proprietary (ownership) interest that isnt related to trading or holding the security or securities themselves personally. Firm or an advisory affiliate was previously found to have made false statements, omissions, or being dishonest and unfair by a regulatory agency other than the SEC or CFTC. Written by investor.com. What does this mean? This typically occurs when firms manage mutual funds or hedge funds alongside smaller retail accounts. The members of the Little League International Board of Directors are volunteers in this service to Little League. We seek to invest in the best and brightest entrepreneurs solving their own pain points and addressing unmet consumer needs in todays rapidly changing consumer landscape. The firm's website is not secure by modern internet standards. Firm or an advisory affiliate has previously had an investment-related civil action dismissed against them following a cash settlement in court. Prior to forming Capital Creek, Mr. Gauntt co-founded Avalon Advisors in 2001, where he remained until 2018. Capital Creek Partners Firm's CRD Number: 301211 1608 5th St., Suite 200, Austin, TX 78703 By the Numbers Total Assets Under Management 510 MILLIONS Total Number of Accounts 415 ACCOUNTS Average Account Value $1,227,993 Compensation Options A percentage of assets under your management Fixed fees (other than subscription fees) Performance-based fees In the past 10 years, a domestic or foreign court has issued an injunction against the firm or an advisory affiliate in connection with an investment-related activity. The University of Georgia (BBA) Jordyn previously worked as an associate at Capstar Ventures, an early-stage venture capital firm investing in consumer brands. View the latest funds and 13F holdings. For further detail, see our articles on different types of advisors and financial advisor services. It is a TX Limited Liability Company. Jason Duzan is professional, down to earth, genuine, calm, supportive, and works with you like a true partner. We could always rely on Jason to follow through on his commitments. Capital Creek Partners, registered in 2019, serves 1 state (s) with a licensed staff of 3 advisors. Capital Creek Partners is a multi-family office based in Austin, Texas. Simply put, Jason has both substance and style. 210-901-1422, Is this your firm? How does your firm mitigate them? Real Estate.